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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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SUP 10A.2 Purpose

DTR 5.9 Filing of information with competent authority

COBS 16.4 Statements of client designated investments or client money

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 9.4 Facilities in the United Kingdom

BIPRU 12.8 Cross-border and intra-group management of liquidity

COBS 21.3 Rules for firms engaged in linked long-term insurance business

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COLL 6.10 Senior personnel responsibilities

COBS 15.4 Effects of cancellation

MIPRU 3.2 Professional indemnity insurance requirements

LR 9.3 Continuing obligations: holders

MIPRU 4.2 Capital resources requirements

SUP App 2.15 Run-off plans for closed with-profits funds

MIPRU 4.4 Calculation of capital resources

COBS 6.1A Adviser charging and remuneration

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DISP 3.7 Awards by the Ombudsman

COBS 19.1 Pension transfers and opt-outs

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals