Search Result

141 - 160 of 1179 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR App 3.1

As Published: 2005

PR App 3.1

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies