Search Result

121 - 140 of 229 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 3.1 Application

As Published: 2005

LR 3.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings