Search Result

341 - 360 of 596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

DISP 3.1 Purpose, interpretation and application

As Published: 2003

DISP 3.1 Purpose, interpretation and application

COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business