Search Result

121 - 140 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PERG 2.11

As Published: 2007

PERG 2.11

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries