Search Result

101 - 120 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval