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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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