Search Result

681 - 700 of 1134 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

…

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

…

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

…

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

…

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

…

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…