Search Result

601 - 620 of 1172 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return