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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 2.11

As Published: 2007

PERG 2.11

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers