Search Result

1101 - 1120 of 1186 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

LR 16.1 Application

As Published: 2005

LR 16.1 Application

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider