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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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PERG 2.8 Exclusions applicable to particular regulated activities

COND 1.3 General

LR 11.1 Related party transactions

ICOBS 1.1 The general application rule

SUP 13.2 Introduction

SUP 11.9 Changes in close links

DTR 5.4 Aggregation of managed holdings

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PERG 8.21 Company statements, announcements and briefings

SUP 12.5 Contracts: required terms

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

DEPP 6.2 Deciding whether to take action

SUP 12.2 Introduction

SUP 13.5 Notices of intention

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 6.1 Compliance

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COND 1.1A Application

FEES 3.2 Obligation to pay fees

SYSC 2.1 Apportionment of Responsibilities