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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PR App 1.1

As Published: 2005

PR App 1.1

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion