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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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Similar To

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13.7 Changes to cross border services

COLL 12.3 EEA UCITS management companies

DISP 2.7 Is the complainant eligible?

SUP 16.3 General provisions on reporting

DEPP 6.2 Deciding whether to take action

REC 3.4 Key individuals and internal organisation

SUP 8.3 Applying for a waiver

REC 3.15 Suspension of services and inability to operate facilities

SUP 13A.7 Top-up permission

FEES 7.2 The CFEB levy

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading