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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

…

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

…

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

…

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