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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.23 Default

As Published: 2011

REC 3.23 Default

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

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REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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