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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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LR 18.1 Application

As Published: 2005

LR 18.1 Application

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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