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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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COND 1.3 General

As Published: 2013

COND 1.3 General

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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