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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms