Search Result

461 - 480 of 1134 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background