Search Result

421 - 440 of 1033 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery