Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

…

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

…

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP App 2.15 Run-off plans for closed with-profits funds

CASS 5.6 Client money distribution

INSPRU 1.2 Mathematical reserves

REC 3.16 Information technology systems

SUP 3.11 Review of auditor’s client assets report

FIT 2.3 Financial soundness

FEES 2.3 Relieving Provisions

REC 3.13 Delegation of relevant functions

DEPP 3.1 The Regulatory Decisions Committee

LR 8.5 Responsibilities of listed companies

LR 19.1 Application

LR 1.3 Information gathering and publication

FIT 2.2 Competence and capability

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation