Search Result

321 - 340 of 1055 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements