Search Result

321 - 340 of 920 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

…

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

…