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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment