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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

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