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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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Similar To

FEES 2.3 Relieving Provisions

PERG 6.5 General principles

DISP 3.1 Purpose, interpretation and application

LR 4.4 Miscellaneous

DISP App 3.5 Re-assessing rejected claims

LR 19.1 Application

SUP 8.8 Revoking waivers

FIT 2.2 Competence and capability

COLL 8.3 Investor relations

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order