Search Result

501 - 520 of 943 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

…

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

…

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

…

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

…