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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

REC 3.6 Constitution and governance

SUP 12.9 Record keeping

PERG 5.4 The business test

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ICOBS 3.2 E-Commerce

PERG 4.13 Other exemptions

PERG 8.5 In the course of business

INSPRU 1.2 Mathematical reserves

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading