Search Result

481 - 500 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting