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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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