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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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