Search Result

161 - 180 of 363 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls