Search Result

121 - 140 of 970 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PR App 3.1

As Published: 2005

PR App 3.1

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme