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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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