Search Result

81 - 100 of 895 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction