Search Result

921 - 940 of 1134 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application