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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

TC App 5.1

As Published: 2010

TC App 5.1

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing