Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

…

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

…

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 9.4 Documents requiring prior approval

COLL 13.2 Operational requirements for feeder NURS

MAR 2.5 The Price Stabilising Rules: overseas provisions

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COBS 16.2 Occasional reporting

CASS 1.4 Application: particular activities

PERG 8.35 Authorisation and exemption

PERG 8.19 Additional restriction on the promotion of life policies

PERG 5.5 The regulated activities: dealing in contracts as agent

TC App 3.1 Circumstances in which TC does not apply

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 4.4 Business for retail clients from non-UK offices

CREDS App 1.1 Key Definitions

COBS 13.3 Contents of a key features document

SUP App 3.2 Purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

DTR 2.1 Introduction and purpose

PERG 12.1 Background

PERG 12.4 Application of EU Directives

DTR 5.2 Acquisition or disposal of major proportions of voting rights