Search Result

61 - 80 of 854 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations