Search Result

661 - 680 of 1210 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative