Search Result

661 - 680 of 717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application