Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.6 Winding up, merger and division of master UCITS

PERG 8.12 Exemptions applying to all controlled activities

LR 13.5 Financial information in Class 1 Circulars

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 3.10 Duties of auditors: notification and report on client assets

BIPRU 4.2 The IRB approach: High level material

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 12.2 UK UCITS management companies

SUP 10A.17 Further questions

BIPRU 3.2 The central principles of the standardised approach to credit risk

BIPRU 2.2 Internal capital adequacy standards

GENPRU 1.3 Valuation

SYSC 13.6 People

LR 9.2 Requirements with continuing application

REC 2.4 Suitability

SUP 13.6 Changes to branches

MAR 8.2 Requirements for benchmark submitters

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 2.1 Apportionment of Responsibilities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary