Search Result

501 - 520 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction