Search Result

501 - 520 of 1142 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose