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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds