Search Result

321 - 340 of 1107 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission