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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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COND 1.1A Application

COLL 6.9 Independence, names and UCITS business restrictions

SUP 15.5 Core information requirements

SYSC 21.1 Risk control: guidance on governance arrangements

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 8.6 Communicate

SUP 3.1 Application

REC 3.21 Criminal offences and civil prohibitions

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

COBS 6.1A Adviser charging and remuneration

LR 4.3 Approval and publication of listing particulars

SUP 16.15 Reporting under the Electronic Money Regulations

ICOBS 1.1 The general application rule

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

FEES 2.1 Introduction

REC 2.9 Transaction recording

PERG 9.3 The definition

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 13.8 Other circulars