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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission