Search Result

641 - 660 of 664 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PR App 3.1

As Published: 2005

PR App 3.1